Fees

Being upfront and honest about broker dealer fees is rare. At FHC we believe in treating agents as independent businessmen and women. You shouldn't have to guess at how much you will be getting paid. Transparency about fees is just one of the many ways in which FHC strives to be the perfect fit for you.

Fee Structure

Errors and Omissions
(pro-rated monthly) $2,171 (annually)

Branch Fee $350 (annually)

Regulatory Element CE
(required at 2nd anniversary of series exam, then every 3 years) $95

Firm Element CE $150 (annually)

FHC FINRA Registration

Initial Transfer $115 (one-time fee)

Renewal Registration $150 (annually)

Finger Print Cards $60 (at registration)

U-5 $70 (at registration)

Weekly Technology and Research Fee
$25/week $1,300 (annually)

Total: $4,273 - $4,423 (annually)
* State licensing fees vary from state to state and range from $28 to $305.

Securities offered through First Heartland^® Capital, Inc., Member FINRA & SIPC.

Advisory Services offered through First Heartland^® Consultants, Inc., a SEC-registered investment advisor.

1839 Lake Saint Louis Boulevard Lake Saint Louis, MO 63367

Errors and Omissions (pro-rated monthly)	$2,171	(annually)
Branch Fee	$350	(annually)
Regulatory Element CE (required at 2nd anniversary of series exam, then every 3 years)	$95
Firm Element CE	$150	(annually)
FHC FINRA Registration
Initial Transfer	$115	(one-time fee)
Renewal Registration	$150	(annually)
Finger Print Cards	$60	(at registration)
U-5	$70	(at registration)
Weekly Technology and Research Fee $25/week	$1,300	(annually)